Derivatives Intermediate Module
Curriculum
Chapter 1 : Introduction to Trading Systems
- 1.1) Trading System
- 1.2) Selection criteria of Stocks for trading
- 1.3) Selection criteria of Index for trading
- 1.4) Adjustments for Corporate Actions
- 1.5) Position Limit
- 1.6) Using Daily Newspapers to Track Futures and Options
Chapter 2 : Introduction to Clearing and Settlement System
- 2.1) Introduction
- 2.2) Clearing Members
- 2.3) Clearing Mechanism
- 2.4) Settlement Mechanism
- 2.5) Risk Management
- 2.6) Margining and mark to market under SPAN
- 2.7) Position Limit for Stock Futures & Options
Chapter 3 : Legal and Regulatory Environment
- 3.1) Securities Contracts (Regulation) Act, 1956
- 3.2) Securities and Exchange Board of India Act, 1992
- 3.3) Regulation in Trading
- 3.4) Regulations in Clearing & Settlement and Risk Management
- 3.5) Major recommendations of Dr. L. C. Gupta Committee
- 3.6) Major recommendations of Prof. J. R. Verma Committee
Chapter 4 : Accounting and Taxation
- 4.1) Accounting
- 4.2) Taxation of derivative transaction in securities
Chapter 5 : Sales Practices and Investors Protection Services
- 5.1) Introduction
- 5.2) Understanding risk profile of the client
- 5.3) Arbitration
- 5.4) General